Governance &
Regulatory Compliance

In compliance with SEBI Master Circular for Alternative Investment Funds, the Investor Charter is made available to all investors and prospective investors. The charter outlines the rights and responsibilities of investors, the service standards expected from the Investment Manager, the grievance redressal mechanism, and prescribed timelines for resolution of investor complaints. A copy may be obtained by writing to info@arthasanchay.co.in.

Investors may lodge complaints with the Compliance Officer via email at info@arthasanchay.co.in or by writing to the registered office. All complaints are acknowledged within 2 business days and the Investment Manager endeavours to resolve them within 30 calendar days. If unsatisfied with the resolution, investors may escalate the matter to SEBI through the SCORES portal (https://scores.sebi.gov.in) or through the SEBI Toll-Free Helpline at 1800 266 7575.

ArthaSanchay Growth Fund strictly adheres to the Prevention of Money Laundering Act (PMLA), 2002, SEBI KYC guidelines, and the guidelines issued by the Financial Action Task Force (FATF). All investors are required to complete KYC verification through a SEBI-registered KRA prior to subscription. Enhanced due diligence is conducted for Politically Exposed Persons (PEPs), high-risk jurisdictions, and categories identified under applicable regulations. Suspicious transaction reporting is undertaken in compliance with FIU-IND requirements.

The Investment Manager maintains a comprehensive conflict of interest policy to identify, prevent, manage, and disclose potential conflicts. Key measures include information barriers between advisory and investment functions, restrictions on personal trading by employees in securities held or considered by the fund, mandatory pre-clearance and holding period requirements, and periodic disclosure of potential conflicts to investors through reporting.

Portfolio securities are valued in accordance with SEBI (Alternative Investment Funds) Regulations, 2012 and applicable SEBI circulars. Listed securities are marked to market daily based on closing prices on the principal stock exchange where the security is listed. Unlisted or thinly traded securities, if any, are valued using independent third-party valuations conducted at intervals prescribed by SEBI. The valuation methodology is reviewed periodically and disclosed in the fund’s financial statements.

Investments in ArthaSanchay Growth Fund involve significant risks including but not limited to: market risk, liquidity risk, concentration risk, leverage risk, counterparty risk, interest rate risk, regulatory risk, and operational risk. The fund may use derivatives and leveraged positions for hedging and investment purposes, which can amplify both gains and losses. There is no assurance or guarantee that the fund’s investment objectives will be achieved. The value of investments may go down as well as up, and investors may not receive back the full amount invested. Prospective investors should read the Private Placement Memorandum (PPM) carefully and consult their own legal, tax, and financial advisors before making any investment decision.

The fund is open exclusively to investors who qualify under SEBI (Alternative Investment Funds) Regulations, 2012 — including individuals, HUFs, companies, trusts, partnership firms, body corporates, and other entities meeting the minimum investment threshold of ₹1 Crore (or such other amount as prescribed by SEBI from time to time). The fund is not available for investment by persons who are residents of jurisdictions where such investment would be prohibited by applicable law.

ArthaSanchay Growth Fund is committed to protecting the privacy and confidentiality of investor information. Personal data collected during onboarding, KYC, and ongoing investor communication is used solely for fund administration, regulatory compliance, tax reporting, and investor servicing. We do not sell, rent, or share personal data with any third party except as required by law, regulation, or legitimate business purposes such as fund administration and audit. All data is stored in accordance with applicable data protection standards.